Job Description

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This range is provided by LHH. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

Base pay range

$275,000.00/yr - $300,000.00/yr

Chief Compliance Officer (Hybrid – Greater Chicago Area)

A leading quantitative investment firm is seeking a seasoned Chief Compliance Officer to oversee and enhance its compliance program. This hybrid role offers the opportunity to work closely with executive leadership and investment professionals in a dynamic, data-driven environment.

Key Responsibilities:

• Lead the firm’s compliance program, ensuring adherence to the Investment Advisers Act of 1940 and other applicable regulations.
• Serve as the primary liaison with regulatory bodies, including the SEC.
• Develop, implement, and monitor policies and procedures to ensure firm-wide compliance.
• Conduct internal audits, risk assessments, and compliance training.
• Oversee marketing reviews, code of ethics administration, and personal trading policies.
• Manage regulatory filings, including Form ADV, Form PF, and other disclosures.
• Collaborate with legal, operations, and investment teams to support business initiatives while mitigating compliance risk.

Qualifications:

• 10+ years of experience in investment management compliance, with deep expertise in the Investment Advisers Act of 1940.
• Prior experience as a CCO or senior compliance leader at a registered investment adviser.
• Strong understanding of quantitative strategies, private funds, and regulatory reporting.
• Excellent judgment, communication, and leadership skills.

Seniority level

• Seniority level

  Executive

Employment type

• Employment type

  Full-time

Job function

• Job function

  Legal

• Industries

  Legal Services

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