Job Description

Job Description

Position: Compliance Analyst

Address: Brooklyn, NY 11245

Pay Rate: $25 - $30/Hr.

Duration: 6 Months

Hours: Mon-Fri 9am-5pm EST

JOB DESCRIPTION

Quality Associate – CCOR, QA M&T

As a Quality Associate within the Compliance, Conduct & Operational Risk (CCOR) Quality Assurance Monitoring and Testing (M&T) team, you will be responsible for managing and executing the Firm's global monitoring and testing program across various business lines. Your role will involve providing top-tier quality assurances solutions and ensuring effective control monitoring and testing results. You will work in collaboration with all Lines of Business within the company, including Corporate and Investing Bank, Asset Wealth Management, Commercial Bank, and Consumer Community Banking.

RESPONSIBILITIES

• Perform Quality Assurance tests to ensure the execution of the Monitoring and Testing Program are in line with the firm’s Testing Standards and Procedures.
• Establish comprehensive test plans.
• Partnership with Monitoring & Testing, Operational Risk and Compliance managers, and business stakeholders.
• Work with global testing partners to support global monitoring and testing assignments as directed.
• Perform ongoing QA reviews of the Compliance functions mentioned, to ensure controls/standards are met.
• Question and investigate the reliability and integrity of data, the validity of conclusions and the appropriateness of assumptions made.
• Review quality of completed work, based on Firmwide standards.
• Identify key issues, trends, observations and effectively report summary results to key stakeholders.
• Ensure consistency with the Global QA framework and governance approach.

QUALIFICATIONS

• 1-3 years of experience in the Financial Services industry in Operations, Compliance (AML or KYC), Risk Management, and/or Audit.
• Demonstrated experience and understanding of Operational Workflow, Process Flow (understanding when systems break down), Quality Assurance (Non-IT), or Audit.
• Solid understanding of internal control concepts with the ability to evaluate and determine the adequacy of controls by considering business and technology risks in an integrated manner. This includes strong analytical skills particularly in regard to assessing the risks associated with execution deficiencies.
• Relevant Operational Risk Management or Compliance experience, alternatively other related experience such as audit, operations or business control management, or similar.
• An understanding of operational risks and their drivers and be able to challenge the design and effectiveness of the associated business controls.
• Ability to perform end to end reviews of processes, think through various risks, understand applicability of different regulations and policies and ultimately be able to identify gaps / risks in operating environment.
• Good analytical skills, attention to detail and be able to demonstrate a good knowledge of control design and root cause analysis.
• Bachelor’s degree in one or a combination of the following: Finance , Accounting , Analytics , or Reporting

Soft Skills :

• Strong relationship building skills to influence/negotiate desired outcomes.
• Excellent interpersonal skills necessary to work effectively with colleagues and senior management. Strong verbal/written communication.
• Strong interpersonal and influencing skills, with the ability to establish credibility and strong partnership with senior business partners.

About Us:

Dexian is a leading provider of staffing, IT, and workforce solutions with over 12,000 employees and 70 locations worldwide. As one of the largest IT staffing companies and the 2nd largest minority-owned staffing company in the U.S., Dexian was formed in 2023 through the merger of DISYS and Signature Consultants. Combining the best elements of its core companies, Dexian's platform connects talent, technology, and organizations to produce game-changing results that help everyone achieve their ambitions and goals.

Dexian's brands include Dexian DISYS, Dexian Signature Consultants, Dexian Government Solutions, Dexian Talent Development and Dexian IT Solutions. Visit to learn more.

Dexian is an Equal Opportunity Employer that recruits and hires qualified candidates without regard to race, religion, sex, sexual orientation, gender identity, age, national origin, ancestry, citizenship, disability, or veteran status

Job Tags

Similar Jobs